Independent Broker-Dealer

Providing Broker-Dealer Services & Wealth Management Practice Ownership


Your Straightest Path To Success!

Today’s financial marketplace asserts new Broker-Dealer challenges yet also opens new opportunities.

As a privately owned, Independent Broker-Dealer, we believe that independence is the key to access these new opportunities. Independence allows you to run your wealth management business more efficiently, adapt to financial industry change rapidly and leverage resources of a strong, like-minded Broker-Dealer and business partner.

Money Concepts is the kind of broker-dealer that welcomes you into the family while empowering you with the kind of independence that embraces your goals. You'll have access to thousands of independent wealth management products for you to find the financial instrument that uniquely benefits your client.

AS a Money Concepts Financial Advisor, you are an owner, entrepreneur and part of our family. Expect an efficient and effective Broker-Dealer Service that frees you to reach your goals your way without compromise. Acting more as your Partner as well as your Broker-Dealer, we are responsive to you by providing a unique service and meeting the competitive wealth management market head on with innovative strategies to grow YOUR Financial Wealth Management Practice.

We Are:

  • Your Straightest Path To Success! – More than a Broker-Dealer hosting your activity. We are your PARTNER relentlessly committed to your success!
  • Strategically Diverse - Multiple platforms with focused support including: Financial Institutions, Tax Professionals and Independent Advisors.
  • Structured Regional Support - Regional Financial Planning Centers provide advisors with administrative support, training, and strategic local business development experience.
  • Independence without Compromise - Advisors can work independently or join partnerships and ensembles.
  • National Network of Professionals - Our family of advisors enjoy an “open culture” of sharing success.
  • Non-proprietary - Our advisors have access to thousands of non-proprietary financial products and instruments. We are an Independent Broker-Dealer not a product peddler.
  • Education and Compliance “Positive” Priority - We view education and financial compliance as a strength. Understanding advisor needs and your business is the foundation of our broker-dealer relationship.

You're in business for yourself but not by yourself !

For more information please Contact Us to schedule a confidential conversation. Follow us on Facebook, LinkedIn and Twitter.

Check Money Concepts Background Here:

Important Investing Information: Not all investments and services mentioned are available in all states. Money Concepts registered representatives are restricted to conduct business only with residents of a state and/or jurisdiction for which they are properly registered. When investing from outside of the United States, you are subject to the securities and tax regulations governing your jurisdiction. Contact us directly for detailed information about investment regulations outside of the United States. Disclosure